Fundamentals of securities regulation / Louis Loss, Joel Seligman, Troy Paredes.
Material type: TextSeries: ; vol. 1Publication details: New York : Wolters Kluwer Law & Business, 2011.Edition: 6th edDescription: 2 v. (xxxviii, 2244 p.) ; 24 cmISBN:- 9781454810162 (v. 1)
- Securities regulation
- 346.73/0922 23
- KF1439 .L68
Item type | Current library | Call number | Status | Date due | Barcode | |
---|---|---|---|---|---|---|
General Collection item | Law School Open Shelves | KF1439.L68 2011 (Browse shelf(Opens below)) | Available | BK0100359 | ||
General Collection item | Law School Open Shelves | KF1439.L68 2011 (Browse shelf(Opens below)) | Available | BK0100362 | ||
General Collection item | Law School Open Shelves | KF1439.L68 2011 (Browse shelf(Opens below)) | Available | BK0100368 | ||
General Collection item | Law School Open Shelves | KF1439.L68 2011 (Browse shelf(Opens below)) | Available | BK0100365 |
At head of title: Aspen Publishers.
Includes bibliographical references and index.
v. 1. Background of the SEC statutes -- Federal regulation of the distribution of securities -- Coverage of the Securities Act of 1933 : definitions and exemptions -- Protective committee reform : the Trust Indenture Act of 1939 and SEC functions under the Bankruptcy Code -- Control concepts under the SEC statutes -- Registration and postregistration provisions of the 1934 act -- Regulation of the securities markets -- Regulation of brokers, dealers, and investment advisers -- Fraud -- Manipulation -- Civil liability -- Government litigation -- SEC administrative law -- Conflict of laws, procedural aspects, and globalization.
v. 2. Regulation of brokers, dealers, and investment advisers -- Fraud -- Manipulation -- Civil liability -- Government litigation -- SEC administrative law -- Conflict of laws, procedural aspects, and globalization.
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