Loss, Louis. <br/><br/>
Fundamentals of securities regulation / 
 Securities regulation 
Louis Loss, Joel Seligman, Troy Paredes. 
 - 6th ed. 
 - New York :  Wolters Kluwer Law & Business,  2011. 
 - 2 v. (xxxviii, 2244 p.) ;  24 cm. 
 -  vol. 1 .
<br/><br/> At head of title: Aspen Publishers. 
<br/><br/>Includes bibliographical references and index. 
<br/><br/>v. 1. Background of the SEC statutes -- Federal regulation of the distribution of securities -- Coverage of the Securities Act of 1933 : definitions and exemptions -- Protective committee reform : the Trust Indenture Act of 1939 and SEC functions under the Bankruptcy Code -- Control concepts under the SEC statutes -- Registration and postregistration provisions of the 1934 act -- Regulation of the securities markets -- Regulation of brokers, dealers, and investment advisers -- Fraud -- Manipulation -- Civil liability -- Government litigation -- SEC administrative law -- Conflict of laws, procedural aspects, and globalization. v. 2. Regulation of brokers, dealers, and investment advisers -- Fraud -- Manipulation -- Civil liability -- Government litigation -- SEC administrative law -- Conflict of laws, procedural aspects, and globalization. 
<br/><br/><label>ISBN: </label>9781454810162 (v. 1) 
<br/><br/><label>LCCN: </label>2011030916 
<br/><br/><label>Subjects--Topical Terms: </label><br/>Corporations--Finance--Law and legislation--United States.<br/>Securities--United States.
<br/><br/><label>LC Class. No.: </label>KF1439  / .L68 
<br/><br/><label>Dewey Class. No.: </label>346.73/0922