Understanding securities law /
Steinberg, Marc I,
Understanding securities law / Marc I. Steinberg. - 6th ed. - New Providence, NJ : LexisNexis, 2014. - xxv, 520 p ; 25 cm. - Understanding series .
Includes bibliographical references and index.
Introduction -- Definition of a security -- Issuer exemptions from registration -- The registration process -- Disclosure, materiality, and the Sarbanes-Oxley, and DODD-Frank Acts -- Resales and reorganizations -- Due diligence and Securities Act liability -- Section 10(b) and related issues -- Alternative remedies -- Secondary liability -- Issuer affirmative disclosure obligations -- Insider trading -- Broker-dealer regulation -- Corporate control acquisitions and contests -- SEC enforcement.
1422482227 9781422482223
2014002285
United States. Dodd-Frank Wall Street Reform and Consumer Protection Act.
United States. Sarbanes-Oxley Act of 2002.
Securities--United States.
KF1440 / .S74
346.73/0666
Understanding securities law / Marc I. Steinberg. - 6th ed. - New Providence, NJ : LexisNexis, 2014. - xxv, 520 p ; 25 cm. - Understanding series .
Includes bibliographical references and index.
Introduction -- Definition of a security -- Issuer exemptions from registration -- The registration process -- Disclosure, materiality, and the Sarbanes-Oxley, and DODD-Frank Acts -- Resales and reorganizations -- Due diligence and Securities Act liability -- Section 10(b) and related issues -- Alternative remedies -- Secondary liability -- Issuer affirmative disclosure obligations -- Insider trading -- Broker-dealer regulation -- Corporate control acquisitions and contests -- SEC enforcement.
1422482227 9781422482223
2014002285
United States. Dodd-Frank Wall Street Reform and Consumer Protection Act.
United States. Sarbanes-Oxley Act of 2002.
Securities--United States.
KF1440 / .S74
346.73/0666