Securities regulation in a nutshell / by Thomas Lee Hazen.

By: Material type: TextTextSeries: West nutshell seriesPublication details: St. Paul, MN : West, c2009.Edition: 10th edDescription: xlix, 361 p. ; 19 cmISBN:
  • 9780314187987 (pbk.)
Subject(s): LOC classification:
  • KF1440 .R37
Contents:
Introduction -- Regulation of public offerings -- Regulation of publicly-held companies -- Antifraud provisions -- Regulation of the securities business -- Regulation of investment companies -- Sanctions for violations -- Civil liabilities -- Extraterritorial application -- State regulation.
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Holdings
Item type Current library Collection Call number Status Date due Barcode
General Collection item General Collection item Law School Open Shelves General Collection KF1440.R37 2009 (Browse shelf(Opens below)) Not For Loan BK86409

Includes index.

Introduction -- Regulation of public offerings -- Regulation of publicly-held companies -- Antifraud provisions -- Regulation of the securities business -- Regulation of investment companies -- Sanctions for violations -- Civil liabilities -- Extraterritorial application -- State regulation.

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