Investor and industry perspectives on investment advisers and broker-dealers  [electronic resource] / 
Angela K. Hung ... [et al.]. 
 - Santa Monica, CA :  Rand,  c2008. 
 - xxiii, 204 p. :  ill. (some col.). 
 - Technical report ;  TR-556-SEC .
 - Technical report (Rand Corporation) ;  TR-556-SEC. .
<br/><br/> "RAND Institute for Civil Justice, LRN-RAND Center for Corporate Ethics, Law, and Governance." 
<br/><br/>Includes bibliographical references (p. 199-204). 
<br/><br/>Regulatory and legal background -- View of the industry from published sources -- Insights from industry data -- Documentation and information provided by firms -- Investors' level of understanding. 
<br/><br/><br/>Electronic reproduction. <br/>Palo Alto, Calif. : <br/>ebrary, <br/>2013. <br/>Available via World Wide Web. <br/>Access may be limited to ebrary affiliated libraries. 
<br/><br/><label>ISBN: </label>
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<br/><br/><label>Subjects--Topical Terms: </label><br/>Securities--United States.<br/>Securities industry--Law and legislation--United States.<br/>Investment advisors--Legal status, laws, etc.--United States.<br/>Stockbrokers--Legal status, laws, etc.--United States.
<br/><br/><label>Index Terms--Genre/Form: </label><br/>Electronic books.
<br/><br/><label>LC Class. No.: </label>KF1070  / .I58 2008eb 
<br/><br/><label>Dewey Class. No.: </label>346.73/0922