TY  - BOOK
AU  - Hung,Angela A.
ED  - LRN-RAND Center for Corporate Ethics, Law, and Governance.
ED  - ebrary, Inc.
TI  - Investor and industry perspectives on investment advisers and broker-dealers
T2  - Technical report
AV  - KF1070 .I58 2008eb
U1  - 346.73/0922 22
PY  - 2008///
CY  - Santa Monica, CA
PB  - Rand
KW  - Securities
KW  - United States
KW  - Securities industry
KW  - Law and legislation
KW  - Investment advisors
KW  - Legal status, laws, etc
KW  - Stockbrokers
KW  - Electronic books
KW  - local
N1  - "RAND Institute for Civil Justice, LRN-RAND Center for Corporate Ethics, Law, and Governance."; Includes bibliographical references (p. 199-204); Regulatory and legal background -- View of the industry from published sources -- Insights from industry data -- Documentation and information provided by firms -- Investors' level of understanding; Electronic reproduction; Palo Alto, Calif.; ebrary; 2013; Available via World Wide Web; Access may be limited to ebrary affiliated libraries
UR  - http://site.ebrary.com/lib/daystar/Doc?id=10235200
ER  -