Understanding securities law / Marc I. Steinberg.

By: Material type: TextTextSeries: Understanding seriesPublication details: New Providence, NJ : LexisNexis, 2014.Edition: 6th edDescription: xxv, 520 p ; 25 cmContent type:
  • text
Media type:
  • unmediated
Carrier type:
  • volume
ISBN:
  • 1422482227
  • 9781422482223
Subject(s): DDC classification:
  • 346.73/0666 23
LOC classification:
  • KF1440 .S74
Contents:
Introduction -- Definition of a security -- Issuer exemptions from registration -- The registration process -- Disclosure, materiality, and the Sarbanes-Oxley, and DODD-Frank Acts -- Resales and reorganizations -- Due diligence and Securities Act liability -- Section 10(b) and related issues -- Alternative remedies -- Secondary liability -- Issuer affirmative disclosure obligations -- Insider trading -- Broker-dealer regulation -- Corporate control acquisitions and contests -- SEC enforcement.
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Holdings
Item type Current library Call number Status Date due Barcode
General Collection item General Collection item Law School Open Shelves KF1440.S74 2014 (Browse shelf(Opens below)) In transit from Athi-River Campus to Law School since 09/06/2021 BK0100237
General Collection item General Collection item Law School Open Shelves KF1440.S74 2014 (Browse shelf(Opens below)) Available BK0100238
General Collection item General Collection item Law School Open Shelves KF1440.S74 2014 (Browse shelf(Opens below)) Available BK0100239
General Collection item General Collection item Law School Open Shelves KF1440.S74 2014 (Browse shelf(Opens below)) Available BK0100240

Includes bibliographical references and index.

Introduction -- Definition of a security -- Issuer exemptions from registration -- The registration process -- Disclosure, materiality, and the Sarbanes-Oxley, and DODD-Frank Acts -- Resales and reorganizations -- Due diligence and Securities Act liability -- Section 10(b) and related issues -- Alternative remedies -- Secondary liability -- Issuer affirmative disclosure obligations -- Insider trading -- Broker-dealer regulation -- Corporate control acquisitions and contests -- SEC enforcement.

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